The Jones Firm provides sophisticated legal counsel on securities law matters for private companies, entrepreneurs, and investors navigating capital markets, regulatory compliance, and exempt offerings. Our Securities Law practice helps clients raise capital legally and efficiently—while minimizing risk and ensuring alignment with federal and state securities laws.
We advise on a wide range of exempt offerings under Regulation D, Rule 506(b) and 506(c), Reg A+, and crowdfunding exemptions. From drafting Private Placement Memorandums (PPMs) to preparing investor disclosures, we assist issuers in structuring compliant offerings and managing investor relationships throughout the lifecycle of a deal.
Our firm also counsels clients on anti-fraud provisions, advertising restrictions, investor qualification, and post-offering obligations. Whether you’re raising capital for a film, startup, or asset-backed investment, The Jones Firm helps you avoid regulatory pitfalls while maximizing strategic flexibility.
Representative Experience:
- Drafted and structured PPMs and investor materials for media, film, and startup ventures
- Advised on convertible note offerings and SAFE instruments for early-stage companies
- Counseled clients on Regulation D offerings and Rule 506(c) general solicitation strategies
- Structured cross-border investment offerings and advised on compliance with U.S. securities laws
Core Services:
- Private Placement Memorandums (PPMs) & Investor Disclosures
- Regulation D (Rule 506b & 506c) Compliance
- Convertible Note & SAFE Structuring
- Investment Entity Formation & Governance
- Blue Sky Filings & State-Level Compliance
- Securities Fraud Risk Assessment & Mitigation
- General Solicitation, Marketing, and Investor Onboarding
- Cross-Border Offering Structuring & Legal Opinions